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Performance BondsFrom 0.5% of Contract

Legally required three-party contracts guaranteeing project completion. Miller Act mandates bonds for federal projects over $150,000.

Federal, state, and private projects
Miller Act & Little Miller Act compliant
All 50 states - Treasury-certified carriers
SBA program up to $14M for small contractors
0.5%
Starting Rate
24hr
Approval
$14M
SBA Limit
50
States

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The Construction Bond Trilogy

Bid bonds during procurement, then performance and payment bonds after contract award

What is a Performance Bond?

A construction performance bond creates a legally binding obligation among three parties: the principal (contractor who purchases the bond and guarantees completion), the obligee (project owner protected by the bond), and the surety (the company issuing the bond that backs the contractor's performance). If the contractor defaults, the surety must either complete the project, hire a replacement contractor, or pay the obligee damages up to the bond's penal sum.

The penal sum represents the surety's maximum liability—typically 100% of the contract value for federal projects and most state requirements. This means a $2 million contract requires a $2 million performance bond, exposing the surety to significant risk and explaining why underwriting standards remain rigorous.

The construction surety bond market operates on fundamentally different principles than insurance. Rather than pooling risk against expected losses, sureties underwrite contractors they believe will never default—the bond serves as a prequalification mechanism. This distinction explains why the "Three C's" of underwriting (Character, Capacity, and Capital) dominate every bonding decision.

The Three-Party Surety Relationship

Principal
The contractor purchasing the bond. Must complete the project and reimburse the surety for any claims paid. Signs a General Agreement of Indemnity (GAI) creating personal liability.
Obligee
The project owner requiring the bond. Protected party who can file a claim if the contractor defaults, fails to meet specifications, or abandons the project.
Surety
The insurance company issuing the bond. Guarantees performance and pays claims up to the penal sum. Expects zero losses and pursues recovery against the contractor.

The General Agreement of Indemnity (GAI)

Every contractor signs a GAI requiring personal reimbursement of any surety losses. Owners of 10% or more equity—and often their spouses—must sign, creating personal liability that survives bankruptcy. The surety expects zero losses; when claims occur, they pursue recovery against the contractor and all indemnitors.

Federal Bonding Requirements: The Miller Act

The Miller Act (40 U.S.C. §§3131-3134) establishes mandatory bonding for federal construction contracts, with the Federal Acquisition Regulation (FAR) implementing specific requirements across three threshold tiers.

Contracts Over $150,000

Mandatory

The FAR at 48 CFR 28.102-1(a) requires both performance and payment bonds for all federal construction contracts exceeding $150,000. Bond amounts must equal 100% of the original contract price.

Required Federal Forms

  • • SF 25: Performance Bond (construction)
  • • SF 25A: Payment Bond (construction)
  • • SF 24: Bid Guarantee
  • • SF 25B: Continuation sheet for complex bonds

Surety Requirements

  • • Must appear on Treasury Circular 570
  • • Cannot exceed underwriting limit without reinsurance
  • • AIA forms are NOT acceptable
  • • May result in bid rejection as non-responsive

Contracts $35,000 - $150,000

Flexible

For construction contracts in this mid-range, the contracting officer must select two or more alternative payment protections:

Payment bond
Irrevocable letter of credit
Tripartite escrow agreement
Certificates of deposit
Specified security deposits

Waiver Authority

Limited

The Miller Act permits waivers in limited circumstances. Contracting officers may waive bonding requirements for work performed in foreign countries when finding it "impracticable." Additionally, the Secretaries of Army, Navy, Air Force, or Transportation may waive requirements for cost-plus-fixed-fee contracts and contracts for manufacturing vessels, aircraft, munitions, or supplies.

State Little Miller Acts: A Patchwork of Requirements

Every state plus the District of Columbia has enacted bonding statutes modeled on the Miller Act, though threshold amounts and requirements vary dramatically.

States with Lowest Thresholds

StateThresholdBond Amount
Massachusetts$5,000 (state); $2,000 (municipal)50% minimum
Arkansas$20,000100%
California$25,000100%
Texas (payment)$25,000100%
Kentucky$25,000100%
Hawaii$25,000100%
New Mexico$25,000100%

California's low threshold combined with its market size makes surety relationships particularly important for West Coast contractors.

States with Higher Thresholds

StateThresholdNotable Features
Virginia$500,000 (general)Highest threshold
Indiana$200,000Four separate statutes
New Jersey$200,000 (state)$100,000 for local
Maine$125,000Standard 100%
Colorado$100,000 (state)Only 50% bond required

Unique State Variations

Alabama

100% performance, only 50% payment bonds

Alaska

Sliding scale: 50% under $1M, 40% for $1-5M

Idaho

Unique 85% minimum requirement

Tennessee

Minimum just 25% of contract price

Louisiana

Private projects scale from 100% to 25%

Connecticut

Municipality liable if bond not obtained

State DOT requirements often differ from general state statutes. Georgia DOT requires bonds at $50,000 vs. $100,000 statewide. Virginia DOT sets its threshold at $250,000 compared to $500,000 statewide.

SBA Surety Bond Guarantee Program

Established in 1971, the SBA program helps small and emerging contractors who cannot obtain traditional bonding by guaranteeing sureties against a portion of their losses. In fiscal year 2024, the program guaranteed over 11,000 bonds supporting more than $9.2 billion in contract value—its best performance in 25 years.

Current Program Limits (March 2024)

Non-federal projects$9 million
Federal contracts (with CO certification)$14 million
Quick Bond Program$500,000

Guarantee Percentages

90% GuaranteeEnhanced
  • • Contracts $100,000 or less
  • • 8(a) Business Development participants
  • • HUBZone certified businesses
  • • Veteran-owned small businesses
  • • Service-Disabled Veteran-owned businesses
80% GuaranteeStandard

All other contracts over $100,000

Fee Structure

Contractors pay a 0.6% fee on the contract price for performance and payment bond guarantees—there's no fee for bid bonds and no application fee. Sureties pay SBA 20% of the premium they charge contractors, due within 60 days of approval.

The Three C's of Surety Underwriting

Sureties evaluate contractors through three fundamental criteria—with character often proving decisive when other factors are marginal.

Character

Carries the most weight in marginal cases. A presumption against good character applies if the contractor is incarcerated, under felony indictment, or obtained bonds through fraud.

  • • History of completing projects on time
  • • Track record paying subcontractors
  • • Quality of communication
  • • Transparency in applications
  • • Legal history (bankruptcies, liens)
  • • Industry references

Capacity

Measures ability to perform. Sureties generally limit new projects to 1.5-2× the contractor's largest completed job.

  • • Years in business
  • • Project size history
  • • Technical expertise of management
  • • Adequate personnel
  • • Equipment ownership/access
  • • Quality of accounting systems

Capital

Determines financial strength. Working capital is the primary driver of bonding capacity.

  • • Working capital (current assets - liabilities)
  • • Net worth
  • • Liquidity and cash on hand
  • • Consistent profitability
  • • Debt ratios (prefer <4:1)
  • • Bank credit lines

Financial Statement Requirements by Bond Size

Bond Program SizeStatement Type Required
Up to $400,000Credit-based; financials may not be required
$500,000 - $1 millionCPA-compiled statements
$1 - $3 millionCPA-compiled or reviewed
$3 - $10 millionCPA-reviewed statements
$10 - $100 millionCPA-reviewed (audited at higher end)
$100 million+CPA-audited statements

Understanding Bonding Capacity

Bonding capacity represents the maximum surety credit extended to a contractor, expressed as two related limits: the single job limit (maximum for any one project) and the aggregate program limit (total bonded backlog allowed simultaneously).

The Working Capital Formula

Aggregate Capacity = Working Capital × 10 to 20

Single job limits typically equal 50% of aggregate capacity

Example: A contractor with $500,000 working capital might receive $5-10 million aggregate capacity with a $2.5-5 million single job limit. However, sureties adjust working capital by excluding receivables over 90 days, stale inventory, officer loans, and related party receivables.

Strategies to Increase Capacity

Financial

  • • Retain earnings rather than distributing profits
  • • Subordinate shareholder loans to surety claims
  • • Use long-term financing for equipment
  • • Time payments around fiscal year-end
  • • Collect aged receivables aggressively

Operational

  • • Complete projects profitably and on time
  • • Maintain accurate, real-time WIP schedules
  • • Improve estimating accuracy
  • • Pay subcontractors promptly
  • • Communicate proactively with surety

Factors That Decrease Capacity

  • Financial deterioration (losses, reduced working capital)
  • Bond claims - even one claim significantly impacts capacity
  • Project problems (profit fade, disputes)
  • Loss of key personnel
  • Poor communication with surety
  • Tax liens or judgments
  • Job borrow (overbilling exceeding estimated profit)

Work-in-Progress (WIP) Schedule: Critical Underwriting Document

The WIP schedule ranks among the most important underwriting documents. Sureties analyze contract amounts, total estimated costs versus costs incurred, billings versus completion percentage, and profit fade trends across projects.

Job borrow—overbilling that exceeds estimated profit—represents a significant red flag indicating potential cash flow problems. Consistent profit fade across multiple projects suggests estimating or execution issues that may reduce future capacity.

Performance Bond Cost: 0.5% to 3% of Contract Value

Performance bond premiums use rate-per-thousand calculations. Many sureties use tiered sliding scales where rates decrease as contract value increases.

Credit TierScoreRate$500K Contract$1M Contract$2M Contract
Excellent750+0.5-1.5%$2,500-$7,500$5,000-$15,000$10,000-$30,000
Good700-7491-2%$5,000-$10,000$10,000-$20,000$20,000-$40,000
Fair650-6992-3%$10,000-$15,000$20,000-$30,000$40,000-$60,000
Challenged<6503-8%+$15,000-$40,000$30,000-$80,000$60,000-$160,000

Factors Affecting Premium Rates

  • Contract size: Larger contracts receive lower percentage rates
  • Credit and financials: 700+ scores qualify for standard programs
  • Experience: Track record with similar project types
  • Project duration: 12-24 months is typical; longer may cost more

Payment and Adjustments

  • Due upon execution: Payable upfront or within 45 days
  • Maintenance: 12-24 months typically included
  • Change orders: Increases trigger additional premium
  • Refunds: Generally non-refundable once submitted

The Claims Process: Surety Response Options

Understanding what triggers claims and how sureties respond helps contractors avoid defaults and navigate problems effectively when they arise.

What Constitutes Default

Project abandonment
Failure to complete on schedule
Work not meeting specifications
Financial insolvency
Failure to pay subcontractors
Quality defects that cannot be corrected

Owner Obligations Before Claiming (AIA A312-2010)

1

Owner must provide formal written notice to contractor and surety

2

Owner must declare the contractor in default and terminate the contract

3

Owner must not itself be in default (payments made per contract terms)

The 2010 AIA revision added important protections: notice failures don't automatically release the surety unless "actual prejudice" is demonstrated.

Five Surety Response Options

1. Finance the Original Contractor

The surety provides funding to allow the contractor to complete work—often the most cost-effective approach when projects are near completion.

2. Takeover Completion

The surety assumes the prime contractor role, selecting a completion contractor. Risks the "lost penal sum defense"—surety becomes fully responsible regardless of cost.

3. Tender a Replacement Contractor

The surety arranges for a new contractor to complete the project under a new contract with the owner, absorbing cost differentials.

4. Let Obligee Complete

When the contractor has credible defenses or damages approach the penal sum, the surety may decline to act while the owner completes independently.

5. Deny the Claim

If conditions precedent aren't satisfied or valid defenses exist (material scope changes, owner defaults), the surety may deny liability.

Bond Forms: Federal, State, and Private

Selecting appropriate bond forms ensures enforceability and proper protection for all parties.

Federal Projects: Standard Forms Required

Federal construction contracts over $150,000 must use SF 25 (Performance) and SF 25A (Payment). AIA forms are NOT acceptable and may result in bid rejection.

Consent of Surety Required When:

  • • Modifications exceed price by $50,000+ with increased risk
  • • Contract price changes by more than 25% or $50,000
  • • Novation agreements

Private Projects: AIA or ConsensusDocs

AIA A312-2010 is the most widely used standard form for private construction, containing both performance and payment bonds.

Key Provisions:

  • • Obligee must request pre-default discussions
  • • Five enumerated surety performance options
  • • "Actual prejudice" standard for notice failures
  • • ConsensusDocs 260/261 as alternative

Key Bond Terms to Understand

Penal Sum

The surety's absolute maximum liability regardless of actual damages. Reducing coverage rarely reduces premium.

Duration

Bonds remain effective until all obligations are fulfilled, including warranty periods. They don't automatically expire.

Dual Obligee Riders

Extend protection to additional parties (typically lenders) without increasing aggregate surety liability.

Co-Surety Arrangements

Multiple sureties share risk on large bonds when no single surety has adequate capacity.

Best Practices for Building Bonding Relationships

Successful contractors treat their surety relationship as a strategic asset, investing in communication, financial management, and operational excellence.

Establish the Foundation

  • • Work with a specialized surety bond producer, not a general insurance agent
  • • Engage a construction-experienced CPA from the start
  • • Prepare proper percentage-of-completion financials
  • • Match contractor profiles to appropriate sureties

Maintain Communication

  • • Provide requested information promptly
  • • Submit interim financials every 3-6 months
  • • Discuss challenges proactively
  • • Contact surety immediately when problems arise
  • • Build long-term relationships over rate shopping

Avoid Claim Triggers

  • • Don't pursue projects beyond demonstrated capacity
  • • Maintain rigorous estimating discipline
  • • Don't use one project's receipts to fund another
  • • Pay subcontractors and suppliers promptly
  • • Document schedule impacts and change orders

If You Receive a Claim Notice

  • Contact your surety broker immediately
  • Gather all project documentation
  • Cooperate fully with surety investigation (required under GAI)
  • Provide your position with supporting documentation
  • Consider whether curing the default is possible
  • Explore alternative resolutions before formal proceedings

Construction Performance Bonds

$2.2 trillion construction market. Miller Act requires bonds for federal projects over $150,000.

Federal Projects

Miller Act: 100% P&P bonds over $150K

State Projects

Little Miller Acts: $5K-$500K thresholds

Private Projects

Often required for $1M+ commercial work

Service Contract Performance Bonds

Beyond construction: Performance bonds for 10+ service industries.

Frequently Asked Questions

Common questions about construction performance bonds

What is a performance bond?

A construction performance bond creates a legally binding obligation among three parties: the principal (contractor who purchases the bond and guarantees completion), the obligee (project owner protected by the bond), and the surety (the company issuing the bond that backs the contractor's performance). If the contractor defaults, the surety must either complete the project, hire a replacement contractor, or pay the obligee damages up to the bond's penal sum—typically 100% of contract value.

When are performance bonds legally required?

The Miller Act (40 U.S.C. §§3131-3134) mandates both performance and payment bonds for federal construction contracts exceeding $150,000. All 50 states have enacted "Little Miller Acts" requiring bonds for state and municipal projects, with thresholds ranging from $5,000 (Massachusetts) to $500,000 (Virginia). Private projects often require bonds for commercial work over $1 million.

How much does a performance bond cost?

Performance bond premiums typically range from 0.5% to 4% of contract value annually. Well-qualified contractors with strong financials and 750+ credit scores pay 0.5%-1.5%. Average contractors pay 1%-3%. Higher-risk contractors or those using SBA guarantees may pay up to 5% or more. A $500,000 contract with excellent credit costs $2,500-$7,500 annually.

What is the difference between a performance bond and payment bond?

Performance bonds guarantee the contractor will complete the project according to contract specifications. Payment bonds guarantee the contractor will pay subcontractors, laborers, and material suppliers—they exist because public property cannot be liened, leaving workers without their typical remedy. Federal projects over $150,000 require BOTH under the Miller Act.

What is bonding capacity and how is it calculated?

Bonding capacity represents the maximum surety credit extended to a contractor. Most sureties calculate aggregate capacity as Working Capital × 10 to 20, depending on work type, contractor sophistication, and equipment ownership. Single job limits typically equal 50% of aggregate capacity. A contractor with $500,000 working capital might receive $5-10 million aggregate capacity.

Can I get a performance bond with bad credit?

Yes, but premiums will be higher (3%-8%+ instead of 0.5%-2%). The SBA Surety Bond Guarantee Program helps small and emerging contractors who cannot obtain traditional bonding. As of March 2024, SBA limits are $9 million for non-federal projects and $14 million for federal contracts with contracting officer certification.

What are the "Three C's" of surety underwriting?

Sureties evaluate contractors through Character (reputation, integrity, track record), Capacity (experience, project size history, technical expertise, workforce), and Capital (working capital, net worth, liquidity, profitability). Character often proves decisive when other factors are marginal—a presumption against good character applies if the contractor has had licenses revoked or obtained bonds through fraud.

What happens if a performance bond claim is filed?

The surety has five options: finance the original contractor to complete work, take over completion directly, tender a replacement contractor, let the obligee complete independently, or deny the claim if valid defenses exist. Under the General Agreement of Indemnity, contractors must reimburse the surety for all losses including claim payments, investigation costs, and attorney fees.
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Performance bonds unlock government and commercial contracts. Bonding capacity determines which projects you can pursue.

Written by BuySuretyBonds.com
Licensed surety bond agency operating nationwide with direct integrations to Treasury-certified surety carriers. Our platform enables instant approval for license and notary bonds, with 24-48 hour underwriting for commercial bonds. All content is researched from official state and federal sources (.gov) and reviewed by licensed insurance professionals.